SME IPO ADVISORY

Capitalise on your
growth story with an
SME IPO.

We help ambitious businesses prepare for SME IPOs with strategic guidance, end-to-end support, and a clear focus on long-term value creation.

Discuss Your IPO Plans
Business figure and coins on a financial chart
Our approach

A structured and practical approach to help your business
navigate the SME IPO journey with confidence.

SME IPO

Thinking about a listing? Start with the bigger picture.

An SME IPO can be a significant step for a growing company. It may create access to public equity capital and increase visibility, but it also brings costs, disclosures, regulatory requirements, and responsibilities to public shareholders.

Before moving towards a listing, promoters should understand the company's eligibility, financial position, governance, ownership structure, and long-term plans.

What we can discuss

  • Your reasons for considering an SME IPO.
  • The company's current position and growth plans.
  • Initial questions around readiness and preparation.
  • Potential benefits, costs, and trade-offs of a listing.
  • The qualified professionals and authorised intermediaries whose involvement may be required.

The exact scope of support depends on the agreed mandate and the roles permitted under applicable regulations.

Discuss Your IPO Plans
A business professional facing monumental gold SME IPO letters
Equity fundraising

Find a funding path that fits your growth plans.

A business may need capital to increase capacity, invest in equipment, enter new markets, or pursue another growth opportunity. Equity is one possible route, but it should be considered alongside the company's wider financial needs.

We work with businesses to understand the purpose of the raise and explore relevant fundraising opportunities.

What we can discuss

  • How much capital the business may need and why.
  • How the funds would support the company's plans.
  • What investors may want to understand about the business.
  • The implications of bringing new shareholders on board.
  • Potential investor connections, where suitable and within the agreed mandate.

Fundraising depends on investor interest, due diligence, valuation, terms, market conditions, and other factors. No amount or outcome is guaranteed.

Discuss Equity Fundraising
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Investor connect

Good introductions start with a clear understanding of the opportunity.

For a business seeking capital, the right investor is not necessarily the first investor who shows interest. For an investor, a promising business still needs careful evaluation.

Investor connect focuses on exploring relevant introductions between businesses and potential investors, where there may be a fit between the opportunity and the investor's interests.

The conversation may cover

  • The company's business model, sector, and growth plans.
  • The capital requirement and intended use of funds.
  • The type of investor or opportunity being considered.
  • The information needed for further evaluation.
  • Next steps, subject to interest, due diligence, and applicable rules.

An introduction is not an endorsement, investment recommendation, or guarantee that a transaction will take place.

Discuss Investor Connect
Miniature business figures standing on stacks of coins
Business readiness

Get a clearer view of what investors may want to know.

Before approaching investors, it helps to understand whether the business can explain its performance, plans, and risks clearly. This may involve reviewing financial information, business documentation, ownership, governance, and the use of any proposed capital.

Areas to consider

  • Financial records and reporting.
  • Revenue drivers, margins, customers, and operating performance.
  • Business strategy and growth assumptions.
  • Management structure and governance practices.
  • Ownership, documentation, and compliance matters.
  • The company's explanation of why it needs capital and what it plans to do with it.

The scope of any review should be agreed in advance. Legal, tax, accounting, valuation, and regulatory matters may require qualified specialists.

Talk About Business Readiness
Business professional reviewing financial records and documentation
Business professionals discussing capital plans
Take the next step

Not sure which service fits?

You do not need to have every answer before starting a conversation. Tell us what you are trying to achieve, and we can discuss whether your requirements fit our scope.

Tell Us About Your BusinessContact Ashwath Capital